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Financial Planning Process

Understanding the financial planning process and my role as a financial advisor will help you know what to expect as we begin to work together.

At Apex Wealth Group we strive to always put you first, keeping your best interest at the core of what we do. This is a legally and ethically binding commitment. As an independent wealth services firm, we have access to a universe of investment products and options to choose from to create a financial strategy that is uniquely suited to you and your goals.

The financial advisory process follows a clear set of steps:

1 - Initial “FIT” Meeting

  • Discovery and fact gathering
  • Identify priorities & expectations
  • Define scope of engagement
  • Cost estimate

 2Client Website Setup

  • Aggregate accounts
  • Upload financial documents
  • Review spending & cash flow
  • Collect initial payment

 3Clarify Goals & Analyze Resources

  • Risk assessment
  • Review plan assumptions
  • Capture short/long term goals & priorities

 4Financial Plan Presentation

  • Provide plan recommendations
  • Financial strategy education and solutions


  • Account(s) setup
  • Financial plan strategy execution
  • Collaboration with third party professionals

 6Ongoing Services

  • Annual financial plan updates & maintenance
  • Proactive financial review

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